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Legal

Regulatory Compliance

"Without standards there can be no improvement"

-Taiichi Ohno

Home  >  Services >  Legal  >   Regulatory Compliance

We offer expert guidance on all regulatory compliance issues for corporate and individual clients.

    • Implementation according to article 31 bis

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    • Implementation according to UNE 19601 / ISO 37301 (certification)

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    • Preparation of the personalized Code of Ethics

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    • Customized Protocols/Procedures

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    • Specific training

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    • Whistleblower channel

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    • Support to the Criminal Compliance Body or Outsourcing of the Compliance Officer

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    • Internal disciplinary regime

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    • Audit

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    • Personalized strategic counsel and assistance on the subject

    • AML/CFT Manual

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    • KYC / Know Your Customer Questionnaires

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    • Client Admission Policy

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    • Risk assessment

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    • Whistleblower Channel (anonymous) - Electronic

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    • External Expert Report

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    • Specific training

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    • Personalized strategic counsel and assistance on the subject

    • Adaptation to current regulations

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    • Customized Protocols/Procedures

    ​

    • Specific training

    ​

    • Personalized strategic counsel and assistance on the subject

    • IT tool (configured according to Law 2/2023, on the Protection of Informants)

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    • Preparation of the Internal Information System Manual

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    • Compliance Policy

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    • Whistleblowing Channel Protocol

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    • User's Manual

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    • Specific training

    ​

    • Personalized strategic counsel and assistance on the subject


Our multidisciplinary team advises in any type of commercial transaction allowing us to deal with any type of operation with efficiency, anticipating, regulating and offering solutions to the difficulties we are confronted with.

    • Implementation according to article 31 bis

    • Implementation according to UNE 19601 / ISO 37301 (certification)

    • Preparation of the personalized Code of Ethics

    • Customized Protocols/Procedures

    • Specific training

    • Whistleblower channel

    • Internal disciplinary regime

    • Audit

    • ​Personalized strategic counsel and assistance on the subject

    • AML/CFT Manual

    • KYC / Know Your Customer Questionnaires

    • Client Admission Policy

    • Risk assessment

    • Whistleblower Channel (anonymous) - Electronic

    • External Expert Report

    • Specific training

    • ​Personalized strategic counsel and assistance on the subject

    • Adaptation to current regulations

    • Customized Protocols/Procedures

    • Specific training

    • ​Personalized strategic counsel and assistance on the subject

    • IT tool (configured according to Law 2/2023, on the Protection of Informants)

    • Preparation of the Internal Information System Manual

    • Compliance Policy

    • Whistleblowing Channel Protocol

    • User's Manual

    • Specific training

    • ​Personalized strategic counsel and assistance on the subject

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